-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R/nWzYEAgE87GhOJ93fJhkeZRpOhmCjZx0RpwQ7gXSPzpFzDi/IQ1Uz2iGIoOcAU pbCRcKSrjcyHWVTINJ3jgA== 0001193805-11-000309.txt : 20110214 0001193805-11-000309.hdr.sgml : 20110214 20110214182158 ACCESSION NUMBER: 0001193805-11-000309 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PRINCETON REVIEW INC CENTRAL INDEX KEY: 0001113668 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 223727603 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-77933 FILM NUMBER: 11608880 BUSINESS ADDRESS: STREET 1: 111 SPEEN STREET STREET 2: SUITE 550 CITY: FRAMINGHAM STATE: MA ZIP: 01701 BUSINESS PHONE: 508-663-5050 MAIL ADDRESS: STREET 1: 111 SPEEN STREET STREET 2: SUITE 550 CITY: FRAMINGHAM STATE: MA ZIP: 01701 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KATZMAN JOHN S CENTRAL INDEX KEY: 0001166726 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: C/O THE PRINCETON REVIEW STREET 2: 2315 BROADWAY 2ND FL CITY: NEW YORK STATE: NY ZIP: 10024 SC 13G/A 1 e608064_13ga-princeton.htm Unassociated Document
 
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC  20549
_________________
 
SCHEDULE 13G/A
(Rule 13d-102)
 
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b)
 
(Amendment No. 9)
 
 
The Princeton Review, Inc.
(Name of Issuer)


Common Stock
(Title of Class of Securities)

 
742352 10 7
(CUSIP Number)


December 31, 2010
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
¨ Rule 13d-1(b)

o Rule 13d-1(c)

x Rule 13d-1(d)
 
 
 
 

 
 
CUSIP No.
742352 10 7
SCHEDULE 13G
Page 2 of 5 Pages
 
1.
NAME OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
John S. Katzman
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
 
  (a) o
  (b) o
3.
SEC USE ONLY
 
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States


NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5.
SOLE VOTING POWER
 
4,534,435*
6.
SHARED VOTING POWER
 
0
7.
SOLE DISPOSITIVE VOTING POWER
 
4,534,435*
8.
SHARED DISPOSITIVE VOTING POWER
 
0
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
4,534,435*
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
¨
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
8.5%
12.
TYPE OF REPORTING PERSON*
 
IN
 
*  Includes 102,160 shares of Common Stock held by Mr. Katzman's spouse.  Also includes 717 shares held by Katzman Management, Inc., 658,848 shares held by Katzman Business Holdings, L.P and 653,744 shares held by JSK Business Holdings, LP.  Mr. Katzman disclaims ownership of shares not held in his name except to the extent of his pecuniary interest therein.
 
 
 

 
 
CUSIP No.
742352 10 7
SCHEDULE 13G
Page 3 of 5 Pages
 
This Amendment No. 9 to Schedule 13G, relating to the common stock, par value $.01 per share (the "Common Stock"), issued by The Princeton Review, Inc., a Delaware corporation (the "Issuer"), is being filed by and on behalf of John S. Katzman ("Katzman").
 
Item 1(a).
Name of Issuer:

The Princeton Review, Inc.

Item 1(b).
Address of Issuer's Principal Executive Offices:

2315 Broadway
New York, NY  10024

Item 2(a).
Name of Person Filing:

John S. Katzman

Item 2(b).
Address of Principal Business Office or, if None, Residence:

320 Central Park West, 19B
New York, NY 10025

Item 2(c).
Citizenship:

 
Katzman is a citizen of the United States.

Item 2(d).
Title of Class of Securities:

Common Stock, $.01 per share

Item 2(e).
CUSIP Number:

742352 10 7

Item 3.
If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
 
(a)    o Broker or dealer registered under Section 15 of the Exchange Act.
(b)    o Bank as defined in Section 3(a)(6) of the Exchange Act. 
(c)    o Insurance company as defined in Section 3(a)(19) of the Exchange Act.
(d)    o Investment company registered under Section 8 of the Investment Company Act.
(e)    o An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).
(f)    o An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F).
(g)    o A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G).
(h)    o A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
(i)    o A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act.
(j)    o Group, in accordance with Rule 13d-1(b)(1)(ii)(J). 
       
   
N/A
 
 
 

 
 
CUSIP No.
742352 10 7
SCHEDULE 13G
Page 4 of 5 Pages
 
Item 4.
Ownership:

(a)                 Amount beneficially owned: 4,534,435*

(b)                 Percent of class: 8.5%
 
(c)                 Number of shares as to which such person has:

(i)  Sole power to vote or to direct the vote:   4,534,435*
 
(ii) Shared power to vote or to direct the vote: 0

(iii) Sole power to dispose or to direct the disposition of: 4,534,435*
 
(iv) Shared power to dispose or to direct the disposition of: 0

Item 5.
Ownership of Five Percent or Less of a Class:

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of a class of securities, check the following o.

N/A

Item 6.
Ownership of More than Five Percent on Behalf of Another Person:

N/A

Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:

N/A


Item 8.
Identification and Classification of Members of the Group:

N/A

Item 9.
Notice of Dissolution of Group:

N/A

Item 10.
Certifications:

N/A
 
 
 

 
 
CUSIP No.
742352 10 7
SCHEDULE 13G
Page 5 of 5 Pages
 
SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Dated:  February 14, 2011
/s/ 
John S. Katzman  
   
John S. Katzman
 
       

 
-----END PRIVACY-ENHANCED MESSAGE-----